State Licenses
I am currently registered and licensed with several self-regulatory organizations (SROs) and U.S. states/territories. This includes details on the category of each license I hold and the date they became effective. Additionally, for every brokerage firm I am employed with, this section provides the address of each branch where I work.
Employment 1 of 1
Firm Name: J.P. MORGAN SECURITIES LLC
Main Office Address: 383 MADISON AVENUE, NEW YORK, NY 10179
Firm CRD#: 79
SRO Registrations
SRO | Category | Status | Date |
---|---|---|---|
BOX Exchange LLC | General Securities Representative | Approved | 08/07/2017 |
Cboe BYX Exchange, Inc. | General Securities Representative | Approved | 10/24/2019 |
Cboe BZX Exchange, Inc. | General Securities Representative | Approved | 10/24/2019 |
Cboe C2 Exchange, Inc. | General Securities Representative | Approved | 08/07/2017 |
Cboe EDGA Exchange, Inc. | General Securities Representative | Approved | 08/07/2017 |
Cboe EDGX Exchange, Inc. | General Securities Representative | Approved | 10/24/2019 |
Cboe Exchange, Inc. | General Securities Representative | Approved | 08/07/2017 |
FINRA | Invest. Co and Variable Contracts | Approved | 10/01/2012 |
FINRA | General Securities Representative | Approved | 08/07/2017 |
Investors' Exchange LLC | General Securities Representative | Approved | 08/07/2017 |
Long-Term Stock Exchange, Inc. | General Securities Representative | Approved | 03/31/2020 |
MEMX LLC | General Securities Representative | Approved | 02/16/2021 |
MIAX Emerald, LLC | General Securities Representative | Approved | 03/22/2019 |
MIAX PEARL, LLC | General Securities Representative | Approved | 10/24/2019 |
MIAX Sapphire | General Securities Representative | Approved | 09/23/2024 |